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These are notes from Lou van den Dries' lectures on the model theory of Hardy fields, during the Fields thematic semester on tame geometry, January-June 2022.
The notes are incomplete, and start with considerations on second order linear equations over Hardy fields. In particular, the material on Hausdorff and Hardy fields and semialgebraic differential equations of order 1 over Hardy fields is not here. So until I include it (which I may never do), the notes here start from page 13.
Abstract 5
1Hausdorff fields 9
1.1 9
1.2 9
1.3 9
2Hardy fields 11
2.1 11
2.2 11
3Linear equations of order
13
Fact 14
What do we know about ?
14
4Cuts and differential algebra 17
4.1Asymptotic couples 17
4.1.1Asymptotic couples 17
Basic facts 17
4.1.2Further basic facts about couples 18
Trichotomy for -asymptotic
couples 19
4.3Cuts and H-fields 20
4.3.1H-fields 20
4.3.2Cuts in H-fields 21
4.3.3The -function
21
4.4Differential algebra 22
4.4.1Differential polynomials 22
4.4.2Linear differential operators 22
4.4.3The case of differential fields 22
4.4.4Compositional conjugation 23
4.5Eventual behavior 23
4.5.1Newton degree of a differential polynomial 24
5H-closed Hardy fields 25
5.1Back to Hardy fields 25
5.1.1Some preleminary observations: 25
5.1.2Trailing linear differential operators 25
5.1.3Sketch of proof of the main theorem 26
5.2Exponential sums over Hardy fields 28
5.2.1The universal exponential extension 28
5.2.2Exponential sums and linear differential operators 29
6Filling gaps in Hardy fields 31
6.1Countable pseudo-Cauchy sequences 31
6.2Pseudo-limits in Hausdorff fields 32
6.3[A few missing notes] 32
6.4Filling cuts in the value group 33
Bibliography 35
Index 37
Glossary 39
02-17: Lecture 10
Notation with
, we write
if
,
and
if
.
We also write
if
and
and
if
.
Proposition be a Hardy field, let
with
. Then there is a unique
with
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(3.0.1) |
and is non-oscilllating for all
.
So generates a Hardy field over
.
Lemma and
.
Then for all
with
,
we have
.
Proof. We have since
. Let
with
and
for all
. It is enough to show the result for the
solution
of (3.0.1). Set for all
. So for
, we have
where for , we have
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It follows that for
. In particular
.
Routine computations show that between
and
, we also have
, so
as a germ.
Lemma be Hardian with
,
and let
with
.
Then
.
Proof. Changing with
and
with
if necessary, we can arrange that
.
For
, set
. We have
for some
polynomial
with integer coefficients. We still
have
, whence
since
is Hardian. In particular
satisfies the conditions of Lemma 3.0.3,
whence
. In particular
.
Theorem be a real-closed Hardy field and let
. Then either
for some
and
, or
for all
and
.
In case I, there is a unique with
which generates a Hardy field
over
. In case II, every
with
generates a Hardy field
over
.
Proof. Suppose that we are in case , with corresponding
. Setting
,
the ODE
transforms into
Then Proposition 3.0.2 gives the result. Suppose now that
we are in case II. Let with
. We will show that
is non-oscillating for all
.
For
, we have
so Lemma 3.0.4 gives that,
whence in particular
is non-oscillating.
Therefore
generates a Hardy field over
.
Remark of the previous theorem. Then the unique
corresponding
actually generates a Hardy field
over any Hardy field extension
.
Indeed the
of case
for
also witness case
for
, whence by unicity, we are
still in case
in
with
the same
.
Suppose we are in case II of the theorem. Then there are
continuum-many solutions witnessing case
II, any two of which are incompatible (because of the
oscillating nature of non-zero solutions of the homogeneous harmonic
equation). Plausible: in case II, for any two solutions
, the fields
and
are isomorphic.
Does case II actually occur? Boshernitzan show that this is the
case in for
.
One line in Boshernitzan's proof should be made clearer. Indeed
Boshernitzan uses the following fact about complex linear differential
equations:
which is holomorphic on a non-empty open extends
holomorphicaly to
. So come
back to
we note that is entire, so any solution
extends into an entire function. This closes the gap
in Boshernitzan's proof (see upcoming notes from Lou).
Let be a Hardy field. A germ
is said Hardian over
, or
-Hardian
if
lies in some Hardy field extension of
. Boshernitzan defines a larger
Hardy field
Equivalently, this is the intersection of all maximal Hardy fields
containing .
Let us focus on , which is
the set of “most Hardian germs”, i.e. germs that are
contained in all maximal Hardy fields. By Boshernitzan's result, the ODE
has no solution in . The
differential field
is differentially algebraic
(over
say). We'll give a sketch of proof
shortly. As a consequence, no
is
transexponential or sublogarithmic. Moreover
is
closed under composition [3, Theorem 6.8].
Fernando Sanz suggests looking at the differential equation
whose solutions are supposed to be definable in -minimal structures.
Question have a level?
Answer of grid-based transseries. Let
denote the subfield of
of d-algebraic grid-based
transseries over
. This is
da-closed in
, hence is a
model of the elementary theory
of
-
transseries as an
ordered valued differential field. By [5, Theorem 5.12],
there is a Hardy field
closed under
and
and an isomorphism
. In particular
is a model of
. Let
and assume for contradiction that
. Let
be a maximal Hardy
field. We have
by definition of
. Now
must be
-transcendant over
, hence also over
.
This contradicts Boshernitzan's result that each element of
is d-algebraic. Thus
.
In particular, the field
embeds into
as an ordered exponential field, so each
has a level
.
Question
closed under compositional inversion (of positive infinite germs)?
Question
contained in
for some o-minimal expansion
of the real ordered field? More precisely, do we have
(Pfaffian closureas per [7])?
Sketch of proof that is differentially
algebraic. Suppose
is Hardian but not
differentially algebraic. One (Boshernitzan, for instance) can show that
for any sufficiently small
i.e. if
for all
, then
is also Hardian. But then there is a maximal
Hardy field containing
,
which does not contain
: a
contradiction.
General fact. [in a paper of Lou and
Matthias]Let be a Hardy field containing
. Let
. Then there is an
with
either
for all -Hardian germs
,or
for all .
02-22: Lecture 11
Let be a Hardy field, let
be the natural valuation of
seen as an ordered
field. We write
, or sometimes
, for the corresponding valuation ring. Recall
that for non-zero
, we have
. So we have an operation
on the value group
We also have a function
which will have useful properties. This function and the structure were introduced by M. Rosenlicht. The dagger
operation is in particular a valuation on the ordered group
, that is, for
with
, we have
. The properties of
on
showed earlier also imply that for
and
, we have
and
.
Definition where
is a linearly ordered Abelian group and a
function
, such that for all
, we have
If , then
.
for all
.
If , then
.
If in addition, we have ,
then we call
and
-asymptotic
couple. We will often write
and
for all
. We say that
has small derivation if
for
all
.
So the value group of with the dagger operation
defined above is an
-asymptotic
couple. In fact the same holds if
is any H-field
with small derivation. It is sometimes convenient to extend
to a function
by setting
and
. This
preserves the axioms
above.
The basic facts about asymptotic couples and -asymptotic couples were either derived by
Rosenlicht or proved in [2, Sections 6.5, 9.1 and 9.2].
If and
,
then
, i.e.
.
The function is strictly increasing.
If , then
.
A consequence of is that
extends uniquely to the divisible hull
of
in such a way that the corresponding structure
is an asymptotic couple.
A general intuition about asymptotic couples can be summurized in the
following graph of on the asymtptoc couple:
On this graph, we see that for all and
we have
. We
also see that if
is non-empty, then we have
for all
,
and
has a unique fixed point which we
suggestively denote
here, and sometimes call
.
Definition
such that for all non-zero
,
we have
.
Then the value group of
gives rise to an asymtotic couple defined as in the case of Hardy fields
or H-fields, (which are particular cases of asymptotic fields). It
follows from the defintion that for all non-zero
, we have
.
In this context, or for general asymptotic couples, we define
We have in
.
If
is a Liouville-closed Hardy field, then the
set
is downward closed (i.e. initial in
), because each derivative is a
logarithmic derivative.
See [2, Sections 6.5, 9.1 and 9.2] for proofs of the following facts, some of which were already proved by Rosenlicht.
The set has at most one element, and this
element equals
if
has a
maximum.
Corollary with
.
Such an element is called a gap,
and there cannot be gaps if
has a maximum. Gaps
remains gaps when taking divisible hulls. We call
grounded if
has a maximum.
We say that
has asymptotic
integration if
.
has a gap.
is grounded.
has asymptotic integration.
Example
Note that for , the
element
is a gap. It is not trivial to
construct other
-asymptotic
couples with a gap, but they can be realized as non-Archimedean
Hardy fields or fields of transseries.
Suppose is finitely generated as an Abelian
group, or more generally that its rational rank (i.e.
) is finite, or even the rank of
has a valued group. Then
is
grounded, since in fact
is finite.
If is a Hardy field which is closed under
integration. Then its asymptotic couple has asymptotic integration.
Consider normalized -asymptotic
couples
where
and
, and let
denote the corresponding first-order theory.
Theorem -asymptotic
couple
is existenially closed with respect to
if and only if all the following conditions are
satisfied:
is divisible.
has asymptotic integration.
is initial in
.
In other words, we have a model companion for . Moreover, this model companion has QE in the
extended language with a unary predicate for
.
This is in particular the case for Liouville-closed Hardy fields (or
Liouville-closed H-fields with small derivation). In that case the group
is naturally an ordered vector space over
, using
and
to define real powers
of strictly positive elements. We also have a QE result for two sorted
structure expanded with this scalar multiplication. Moreover, this last
structure is interpretable in the ambient Hardy field / H-field. One
interprets using the differential equation
whose ambiguities are absorbed by the valuation.
(continued in 03-01: Lecture 12) Extending a Hardy
field means in particular realizing cuts in
. We will focus on cuts in
for convenience, i.e. on subsets of
without supremum in
.
We assume that
. There are
five particularly important cuts:
Symbol | Definition | Realization | In ![]() |
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Note that all those cuts are definable in a uniform way in . We write
to mean that
the cut
is realized in
, meaning that there is an
with
. We write
to mean that
is realized in a
Hardy field extension of
but not in
. We say that
is
-free if
. Likewise
is
-free if
.
For the lambda cut and the omega cut, we have other explicit
quasi-quadratic definitions, assuming that is
also ungrounded (so not
). In
particular, the field
is
-free if and only if
For any differential field ,
we have a function
on . If
is an H-field, then
is strictly increasing on
.
As long as is ungrounded, there is a sequence
which is strictly decreasing, coinitial in
and satisfies
whenever
. The ordinal
is an infinite limit ordinal. In transseries, we must have
and we can take
for
all
. Then a realization of
is an
-Hardian
with
for all
. This does not depend on the
choice of
. We write
as in the finite case. Writing
, then a realization of
is
an
-Hardian pseudo limit of
. Note that for such a
realization
, the germ
realizes
.
So
-freeness implies
-freeness (but not the other way
around). Writing
, we have a
strictly increasing pseudo-Cauchy sequence
,
and
is
-free
if and only if
has no pseudo-limit in
. Likewise
-freeness implies
-freeness.
Question
be Hardian and strictly positive and assume that
and
. Then must we have
(continued in 03-03: Lecture 13) In order to make sense
of the -cut and the
-cut, it is necessary to consider a
first-order generalization of Hardy fields, i.e. the notion of H-fields
(more precisely those with constant field
).
Definition be an ordered field. An
H-field with constant field
is an ordered valued differential field
with constant field
such that
We say that has small
derivation if moreover
We'll take most our H-fields to have small derivation. In particular,
each H-field is an asymptotic field whose asymptotic couple is -asymptotic.
Let us fix an ungrounded H-field ,
let
denote its asymptotic couple. Then for
, we have
This last ambiguity cannot occur in Hardy fields, since in those the
relation is determined.
Assume that is real-closed, and let
. Then
realizes
in
if and only if there is an
H-field extension
of
and
a
which realizes
in
with
(in fact any such
will realize
).
Similarly, an element
realizes
in
if and only if there is an H-field extension
of
and a
which realizes
in
with
. Now consider an
ungrounded Hardy field
. Then
for
, we have
If is a real-closed H-field, then
realizes
if and only if some
H-field extension has two linearly independent solutions of
, and there is a differential field extension
of
which cannot be
ordered to make it an H-field extension of
.
There are other nice consequences of -freeness
for real-closed H-fields with small derivation: that differentially
algebraic H-field extensions remain
-free,
with mutually coinitial positive psi-sets.
Let be a differential field with
(e.g.
is a Liouville-closed Hardy
field). Consider a homogeneous linear ODE
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(4.3.1) |
Let with
,
and set
. Then (4.3.1)
is equivalent to
for a certain . For
, we have
So has a non-trivial solution in
if and only if
.
More details in [2, Section 5.2].
An H-field with asymptotic integration is
-free if and only if it satifsifes
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(4.3.2) |
Theorem -free Hardy field.
08-03: Lecture 14:
Let be a differential ring (we impose in
particular that
is a subring of
). We write
for the
ring of differential polynomials with one indeterminate
. As a ring this is
, but it is also an extension of
where
extends uniquely to
by setting
for all
.
For any differential ring extension
of
and
, we have
an evaluation map
which is the unique extension of differential rings sending to
. We write
for the differential ring generated by
over
, which is
the range of the above map.
Inversely, each can be seen as an operator
which we often identify with
.
The order of , the
order of
is the least
with
. So
differential polynomials of order
are just
polynomials in
. Any
is the sum of its homogeneous parts
where
is the homogeneous part of
of degree
. The
degree
part
is
particularly important.
The ring is the ring of linear differential
operators over
, which in
general is non-commutative. It is free as a left
-module with basis
.
The product is given by composition of operators.
The product is given by extending the rules
for and
.
We see that
is commutative if and only if the
derivation on
is trivial. We also define
if
, and
we define the order of
to be
. Each element
of
acts as a
-linear
operator on each differential ring extension
of
, where
is the constant ring of
.
Composition of operators coincides with the product. In other words, we
have an embedding
.
We now assume that is a differential field, with
field of constants
. Then
has excellent algebraic properties: it is
Euclidean in the expected sense (on the left and on the right).
For , the space
is a finite dimensional subspace of the
-linear space
.
In fact
.
Factorization in .
Let
. Then for
in a differential field extension
of
, we have
if and only if
. So we have
if and only if we have
for some
in some extension
of
with
.
Call
irreducible if
and
for all
of order
. The Euclidean algorithm lets us
write every
as a product of irreducibles. The
factorization is not unique (even up to units). We say that
splits (over
)
if
for some
,
and
.
If
and
,
then
splits over
if and
only if both
and
do.
Returning to , we define
additive and multiplicative conjugation. For
and
, we define
The order and degree are preserved by those operations, (if for multiplicative conjugation). We also have
, so additive conjugation commutes with
homogeneous parts.
We still work within a differential field .
Let
. We consider the
derivation
on
.
Rewriting
in terms of
can sometimes drastically simplify things.
Let denote the differential field
. So
and
for all
. For
, we claim that we have a
differential polynomial
such that
for all
in
and
respectively (or even extensions thereof).
Indeed, consider
as the element
of
. We then have
and so on. We obtain where each
lies in
.
Using those identities, we define to be the
unique
-algebra endomorphism
of
which sends each
to
itself,
to itself, and each
to
. Note that this operation
is bijective, with inverse
.
Indeed, we have
for all
and
. The compositional
conjugation also preserves the degree and order, and commutes with
homogeneous part and additive and multiplicative conjugations.
Now let be an H-field, with constant field
. We write
and
. We also assume that
has asymptotic integration. We consider the
asymptotic couple
of
. For
,
the field
is still an H-field. The asymptotic
couple of
is
,
so its representation is just a vertical shift of that of
. The field
has small
derivation if and only if
for some
, i.e
for some
. When using compositional
conjugations, we will only consider such
's
which satisfy this property, which we call active.
Important phenomenon. Let .
As
increases, various quantities associated to
stabilize. One such quantity is the so-called
dominant degree of
.
Assume now that has small derivation. Then
and
are differential subrings
of
(except for the fact that
does not contain
), so we
have a natural differential ring mohphism
with
kernel
, sending each
to itself and taking
to its
residue in
.
For , take an
with
where
. Then
where
is the image of
under
. The number
does not depend on the choice of (and thus of
). We call it the
dominant degree of
.
We tend to take
with valuation
where
. We define the
Newton degree
of
has the eventual value of
for active
with sufficiently large valuation. We
also set
. In fact even
eventually stabilizes to a polynomial
called the Newton polynomial of
.
Definition is Newtonian
if every
with
has a zero
in
.
Theorem is
-free
if and only if for all
, we
have
Theorem be
-free. Then
is
Newtonian if and only if it has no proper immediate d-algebraic
-field extension.
Theorem be
-free. Then there is an
-field extension
where
is Newtonian, and
embeds
(non-uniquely) into any other such expansion.
The extension is unique up to isomorphism over
. Besides, it is an immediate
-algebraic extension of
.
Theorem A. The theory of
-free, Newtonian,
Liouville-closed
-fields with
small derivation is complete.
The theory of -free,
Newtonian, Liouville-closed
-fields
is model complete and has two model completions (small der and not small
der). This is the model companion of the theory of
-fields.
Theorem B. The field of
transseries is a model of
.
Also the field
of differentialy algebraic
transseries is a model of
.
Call a Hardy field
-maximal if it has no proper
-algebraic extension which is a
Hardy field. In particular, maximal Hardy fields are
-maximal. A Hardy field
is said H-closed if it is a model of
,
i.e. if it is
-free,
Newtonian and Liouville-closed.
Theorem is
-maximal
if and only if
and
is
H-closed.
Let be a Hardy field with asymptotic
integration, and let
be active. Then
is not a Hardy field in general, but it is isomorphic as
an ordered, valued differential field to the Hardy field
for any
-Hardian
germ
with
.
Indeed, for
, we have
, so
is the desired isomorphism.
Example is Liouville-closed, and take
(where
is the
'th
iterated log). Then
, so
is a Hardy field “with faster growing
germs”.
For , define
to be the
-linear
functions
. We
simply write
. Given
, we want to invert the
-linear operator
i.e. find a right inverse for
. We have
where for all
.
If on
,
then
has good properties. Indeed, consider the
space
This is a Banach space with norm where
is the sup norm on
.
Proposition and
, the
function
is a continuous linear operator, and
its operator norm is bounded. Likewise, the operator
is continuous provided that
on
for some
.
The case when is called the attractive
case. The opposite, “repulsive” case, i.e. when
for some
on
, then we need another right inverse
for the same as before. In that case, that
is continuous.
We next need to consider the case which is neither attractive nor
repulsive. Let be a unit. Then
and
can sometimes be chosen so that
become attractive or repulsive. We then use compositional
conjugation to work in something that is isomorphic to a Hardy field.
Indeed for all units
, we
have
where choosing large enough, the function
is in the attractive or repulsive case. The same
works for complexifications, taking real parts for repulsive and
attractive conditions.
Remainder about smoothness of solutions of ODE's. For of order
where
is a differential ring, define
Note that . Recall that
is a differential subring of
, and that
is a differential
subring of
. Let
have order
and let
, so that
is defined.
Suppose that
. If
, then
. Similar results hold if
is
replaced by
or
,
or even in their complexifications.
A relevant special case: assume that is a Hardy
field and let
be linear of order
where
. If
is such that
and that
, then
so
,
whence
. The same holds in
the complexification.
Consider and the operator
Assume that splits as a composition
and we have for each factor a continuous right
inverse
. Then we have a
continuous right inverse
for
.
We can now explain the proof of Theorem 5.1.1. We will call
a Hardy field
-Newtonian
if it is “Newtonian for differential polynomials of order
”.
Very brief sketch of proof of Theorem 5.1.1.
We want to be able to construct a -algebraic
H-closed Hardy field extension of
.
We initially
-algebraically
extend
into a Liouville-closed and
-free Hardy field containing
, and closed under
. By Zorn's lemma, it is enough to show that
assuming that
is not Newtonian, it has a proper
-algebraic extension. By
non-Newtonianity, there is a witness
where
,
and
is a zero of
which lies in an
immediate H-field extension of
,
with
and
.
We can choose this tuple to be lexicographically minimal for
. Since
is
real-closed, we have
, and
is
-Newtonian.
It follows that
is not the zero of a
differential polynomial of order
over
, so the extension
is isomorphic over
to
via
We can also change without modifying the degrees
to arrange that
, so
: do this by taking
.
It is enough to find a germ which is
-Hardian such that
is isomorphic over
, just as
a field, to
. At a minimum,
we want
such that
and
. To that end, we use a fixed
point construction. Let
be the linear
differential operator corresponding to the homogeneous degree
part
of
. One can arrange that
,
and thus
, have order
. In order to make this sketch of
proof possible, we make the bold assumption that
splits over
,
i.e. that
for and
.
By using other conjugations and tricks, we can arrange that
and that
. Pick
representatives
for each germ
, for a suitable common
. In fact since
,
we can impose that
by choosing
large enough. Choosing
even larger enougher, we
impose that each factor
is either in the
attractive or repulsive case as per Section 5.1.2. This
gives us a “good” right inverse
of
the geometric realization
of
. Consider the (non-linear in general) operator
and note that any fixed point of is a zero of
. Indeed, assume that
. Then applying
on both sides of the equality gives
hence the result. Recall that is a Banach space,
so it is enough in order to prove that such a fixed point exists, to
show that
is contractive on say
. This can be done after transforming
into a “split normal form” through successive
additive, multiplicative, compositional conjugations. More precisely, we
arrange that
where
is
“tiny” compared to both
and
. We have the liberty of increasing
without changing the problem (e.g.
still holds), and then
is
contractive and has fixed point
which is
actually infinitesimal, not in
,
and also lies in
by Remark 5.1.3.
We note three problematic issues:
The
bold assumption
might fail, and it is necessary to work over
in general (which is a
-valued
field). We also need to assume that
is closed under
and
.
All of this implies that we can assume that
is
-Newtonian
5.1.1. this notion can be made sense of in the general,
non-ordered context of -valued
fields or specifications thereof
Then one must find a way to get back into the real valued case,
starting from the solution .
Indeed write
where
and one of
or
is not
in
.
Even if one gets with
and
, one still needs to
show that
is
-Hardian.
As a final comment, the proof can be carried out in
instead of
.
For the next few lines, we will focus on some aspects related to points
and
above, regarding
exponential sums.
, we have the following equivalence:
Where being uniformly distributed mod
means that
for each .
Functions in the -linear span
of
are called “amlost periodic”.
Using this and Boshernitzan's result, we can derive the following
corrolary:
Corollary be a Hardy field, let
such that
Then for all , the germ of
is infinitesimal if and only if
are infinitesimal.
Now let be a Liouville-closed Hardy field
containing
, and assume that
is
-linearly
surjective, i.e. all linear differential equations of order
over
have solutions in
. For
where
, we have
where
by
-linear
surjectivity. So
. Note that
.
Write
So is a differential subring of
extending
and containing all constants (i.e.
complex numbers). We call
the universal
exponential extension of
.
For
, we have
and
. In fact
. If moreover
, then
already, so we
are more interested in
's
which are positive infinite. We fix a decomposition
into
-linear spaces (think of
as a space of purely infinite series). Note that
is an isomorphism. We have that
. This gives
the
structure of a group ring over
,
with
as the group.
Proposition forms a basis of
over
.
Proof. This family clearly generates
over
. Now assume for
contradiction that
for some
,
and
. Then Corollary 5.2.1 implies
that
are infinitesimal. But multipliying by a
large
, we can assume that at
least one
is not infinitesimal: a
contradiction.
Corollary is a domain, with
.
Below, let range in
. When using expressions like
, we always assume that the family
has finite support. Note that for
,
we have
, whence
In particular, a basis of as an
-vector space is given by
. We extend the valuation on
to
by setting
This is the unique valuation on which extends
the valuation on
. We have a
corresponding dominance relation denoted
on
. Note that for
, we have
if and only
if
for all
,
whence, by Corollary 5.2.1, if and only if
in
. In fact:
Proposition , and
,
we have
and
.
The same holds for all other asymptotic relations
,
, and
so on...
Let us show that each acts on
in a very transparent way. Let
.
Then one can see that
Thus solving in
reduces
to solving systems of equations
in
.
Proposition . The
-linear
space
has a basis
and for any such basis the 's
with
form a basis of
. If
morover splits over
, then
, whence
.
Corollary . The
-linear space
has a
basis
where ,
and
. For any such basis, the
family
is a basis of
. If moreover
splits over
, then
, whence
.
We now look into the proof of the following theorem
Theorem be a Hardy field, let
be
countable subsets of
with
. Then there is an
-Hardian
germ
such that
.
The special case was already treated by
Hausdorff called a linear ordering an
-set if for all countable subsets
with
,
there is an
with
.
So Theorem 6.0.1 is equivalent to the following:
Corollary as a linear ordering.
Corollary
Corollary of surreal numbers with countable birth
day.
It is unknown whether Theorem 6.0.1 holds in the analytic setting (but it does in the smooth setting).
Let us start with a valuation theoretic characterization of -ness in ordered valued fields. Let
be an ordered field, with its natural valuation. Recall
that its residue field
is Archimedean, hence it
embeds uniquely into
.
A sequence in
is said to
be pseudo-Cauchy (pc for short) if there exists a
such that for all
with
, we have
. Equivalently, we have
for all
.
Let be an ordered field extension of
. An element
is a pseudo-limit of a sequence
if there is an
such that for all
, we have
.
Note that this implies in particular that
is
pseudo-Cauchy. We then say that
pseudo-converges
(to
) and we write
.
Example as the field of formal Puiseux series, where
. Then the sequence
with
is pseudo-Cauchy, but does not
pseudo-converge in
itself.
Lemma are
equivalent:
is
.
The ordered residue field is (isomorphic
to)
, every pc-sequence
indexed by
has a
pseudo-limit in
, and
the value group of
is
as an ordered set.
For (maximal) Hardy fields, the first part is a given, but maybe not the other two... We will focus on the pc-sequence part of the work.
Before we start, let us reformulate the problem of finding pseudo-limits
in and out of ordered fields. Let be a
pseudo-Cauchy sequence in
.
All subsequences of
are aso pseudo-Cauchy, and
share limits in all ordered (and naturally valued) field extensions of
. By passing to a
subsequence, we can arrange that
is strictly
monotonous, and given our
-ness
problem, we might as well take opposites in the strictly decreasing
case, hence imposing that
is strictly
increasing. Similarly, we may assume by translation and by taking a
final segment of
that: each
is strictly positive (in particular
),
and that
for all
.
Now for such a sequence
, we
define
and
for all
. Then we have
![]() |
(6.1.1) |
and for all
.
Using this, one can show that the following are equivalent:
All pc-sequences in
pseudo-converge in
.
For all satisfying (6.1.1), the
pc-sequence
pseudo-converges in
.
Let be a Hausdorff field containing
and let
be strictly positive
elements of
with
.
Set
for each
.
Let us try to construct a Hausdorff field
which
contains a pseudo-limit of
.
Pick, by induction on
, a
continuous representative
of each germ
, such that
and
for all
.
Thus, for each
, the sum
is defined. The convergence of this series of
functions is uniform on compact subsets of
,
hence
is actually continuous on
.
Exercise , we have
as germs.
Lemma is real-closed, and
does not
converge in
, then
generates an Hausdorff field extension
of
with
.
Moreover, the extension
is immediate.
[missing notes here, we take back after the proof of the main filling cuts result in the fluent case].
Assume now that is cofinal in
. In particular, the cofinality of the psi set
is
.
Let
be a sequence of positive active elements in
such that
is strictly
increasing and cofinal in
.
Remark in
, the
arguments of last time give a germ
such that for
all
, we have
![]() |
(6.3.1) |
However, this depends on
. In particular, for each
, writing
for the derivation
on
,
we obtain a
satisfying (6.3.1)
above, with respect to
.
Let us construct a partition of unity such that
exists and satisfies
for
all
. Then one can show that
for all active
in
and
all
, we have
Then the key lemma implies that is an
-Hardian pseudo-limit of
. We choose
as smooth functions that are zero outside of an interval
, one on
increasing on
, decreasing on
, and with
on
. In fact we have a pointwise sum
everywhere.
Conjecture be an H-closed Hardy field, and let
be an
-Hardian infinite germ.
There is an
such that for all
with
for all
,
the germ
is also
-Hardian,
with a natural isomorphism
over
.
Question ? take
?????
We now turn to the second part of the proof where we want to prove that
the (underlying ordering of the) value group of a maximal Hardy field is
an -set.
Theorem be a Liouville-closed Hardy field, and let
denote its asymptotic couple. Suppose we have a
in an H-asymptotic couple
over
extending
with the
following properties:
, and
, i.e.
generates a
countable cut in
.
there are sequences and
in
and
respectively
such that
is linearly independent modulo
, where
,
for all
. So
.
.
Then there is an -Hardian
germ
such that
realizes
the same cut as
in
.
Remark as the valuation of
and
as the valuation of the successive nested monomials.
M. Aschenbrenner and L. van den Dries. Closed asymptotic couples. Journal of Algebra, 225:309–358, 2000.
M. Aschenbrenner, L. van den Dries, and J. van der Hoeven. Asymptotic Differential Algebra and Model Theory of Transseries. Number 195 in Annals of Mathematics studies. Princeton University Press, 2017.
M. Boshernitzan. New “orders of infinity”. Journal d'Analyse Mathématique, 41:130–167, 1982.
H. G. Dales and W. H. Woodin. Super-Real Fields: Totally ordered fields with additional structure. London Mathematical Society Monographs. Oxford University Press, 1996.
J. van der Hoeven. Transserial Hardy fields. Differential Equations and Singularities. 60 years of J. M. Aroca, 323:453–487, 2009.
M. Rosenlicht. Differential valuations. Pacific Journal of Mathematics, 86:301–319, 1980.
P. Speissegger. The Pfaffian closure of an o-minimal structure. Journal für die reine und angewante Mathematik, 1999:189–211, 1997.
active element 23
asymptotic couple 17
asymptotic integration 18
dominant degree 24
-field
20
gap 18
grounded asymptotic couple 18
Hardian over 14
-Hardian
14
-maximal Hardy field 25
Newton degree 24
Newton polynomial 24
Newtonian H-field 24
order of a differential polynomial 22
pseudo-Cauchy sequence 31
pseudo-limit 31
small derivation 21